Brian Lee – Securities Industry Essentials (SIE)

Brian Lee Since over 20 years, he has helped students pass exams. Brian In 1995, I began to teach Series 7 in Portland, Ore and Seattle

Brian Lee – Securities Industry Essentials (SIE)

The new Securities Industry Essentials Exam (SIE) is based on industry knowledge and general concepts

Your instructor

Brian Lee
Brian Lee

Brian Lee Since over 20 years, he has helped students pass exams. Brian Started teaching Series 7 in Portland, Or, in 1995. In Seattle, Wa, she founded TestGeek Exam Prep, LLC.

Course Curriculum

Introduction

Notes on Downloable Classes

SIE Introduction (19.40).

UNIT 1 Knowledge of Capital Markets

Lesson 1 – Customers, SRO’s, and Others (16.12).

Lesson 2 (21:13)

Lesson 3 (15:05)

Lesson 4 (7:10)

UNIT 2 Understanding Products & Their Risks

Lesson 1- Equity Securities (13:39)

Lesson 2 – Corporate Debt Securities (23:23)

Download immediately Brian Lee – Securities Industry Essentials (SIE)

Lesson 3: Gov’t, Municipal and Money Market Securities (17:42)

Lesson 4 – Options (29:15)

Lesson 5 – Investment Companies (11:45)

Lesson 6 – Other Securities Products (12.21)

Unit 3 Trading, Customer accounts and Prohibited Aitivities

Lesson 1 (22:18)

Lesson 2 (19:28)

Lesson 3 (7:08)

Unit 4 Regulatory Framework

Lesson 1 (11:21)

Take the Final Exam.

Take a Practice Exam

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Here’s what you can expect in the new book Brian Lee – Securities Industry Essentials (SIE)